Leveraged and Inverse ETFs are very important for portfolio construction. Leveraged inverse ETFs are an inexpensive way to hedge a portfolio. For example, I was hedged with SPXS and SQQQ in March 2020. As a result, my portfolio did not go down as much as other people I know, and I wasn't stampeded out of the market. I held on and the market righted itself. Without leveraged inverse ETFs, I'd be forced to buy puts to hedge my portfolio, and that's a good way to lose money quickly. Please leave leveraged and inverse ETFs untouched. Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Spencer Levy Comment On Regulatory Notice 22-08
Leveraged and Inverse ETFs are very important for portfolio construction. Leveraged inverse ETFs are an inexpensive way to hedge a portfolio. For example, I was hedged with SPXS and SQQQ in March 2020. As a result, my portfolio did not go down as much as other people I know, and I wasn't stampeded out of the market. I held on and the market righted itself. Without leveraged inverse ETFs, I'd be forced to buy puts to hedge my portfolio, and that's a good way to lose money quickly. Please leave leveraged and inverse ETFs untouched. Thank you.