Shawn Hutchison Comment On Regulatory Notice 22-08
Shawn Hutchison
N/A
Free markets only work if regulation / government intervention does not impede them. Any reason for limiting investor access to any investment vehicle (after providing warning of complexity for novice investors) is likely anti-free market, and definitely government overreach. By allowing certain investors to invest in these funds, and not others, if obviously fraught with issues. The logic behind these proposed regulations do not support them, but instead likely stems from authoritarian roots. Don't be a dictator. Don't ruin free markets.
There are certainly issues in the financial system, but trying to justify your existence by creating rules for thee, but not me only amplifies the systemic problems.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Shawn Hutchison Comment On Regulatory Notice 22-08
Free markets only work if regulation / government intervention does not impede them. Any reason for limiting investor access to any investment vehicle (after providing warning of complexity for novice investors) is likely anti-free market, and definitely government overreach. By allowing certain investors to invest in these funds, and not others, if obviously fraught with issues. The logic behind these proposed regulations do not support them, but instead likely stems from authoritarian roots. Don't be a dictator. Don't ruin free markets.
There are certainly issues in the financial system, but trying to justify your existence by creating rules for thee, but not me only amplifies the systemic problems.