I, not regulators should dictate what type of investment and type of investment availability to the public that are suitable for me and my family. Therefore regulations should not be an obstacle to freely invest in our democratic society. What regulators should have done is to tell investment institutions to spell out the purpose of the fund in plain English & to the point.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
See Laij Comment On Regulatory Notice 22-08
I, not regulators should dictate what type of investment and type of investment availability to the public that are suitable for me and my family. Therefore regulations should not be an obstacle to freely invest in our democratic society. What regulators should have done is to tell investment institutions to spell out the purpose of the fund in plain English & to the point.