Greetings,
I hope to be able to choose the public investments without restriction, and no need to go through any special process like passing a test before you can invest in public securities including leveraged and inverse funds. I fully understand the risk of those leveraged and inverse funds. Please do not impose additional rules or measure.
Leveraged and inverse funds are important to protect (hedge) my investment and I tend to use them as a limited part of my investment portfolio.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sean Ying Comment On Regulatory Notice 22-08
Greetings,
I hope to be able to choose the public investments without restriction, and no need to go through any special process like passing a test before you can invest in public securities including leveraged and inverse funds. I fully understand the risk of those leveraged and inverse funds. Please do not impose additional rules or measure.
Leveraged and inverse funds are important to protect (hedge) my investment and I tend to use them as a limited part of my investment portfolio.