Hello
I am an investor with over 25 years of investment experience. I should be able to buy/ trade any public investment that is available in the market place that fits my objectives. Institutions already have a lot of advanced capabilities thats not available to individuals like me. Leveraged and inverse ETFs are an effective way of hedging and reduce capital risk. I know the risk and benefits of these instruments.
Please dont take away the ability to trade in these instruments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sathya Bhat Comment On Regulatory Notice 22-08
Hello
I am an investor with over 25 years of investment experience. I should be able to buy/ trade any public investment that is available in the market place that fits my objectives. Institutions already have a lot of advanced capabilities thats not available to individuals like me. Leveraged and inverse ETFs are an effective way of hedging and reduce capital risk. I know the risk and benefits of these instruments.
Please dont take away the ability to trade in these instruments.