You dont have the right to require people a special knowledge on how to invest their money. Public investments are just that public and every American has the right to invest in them in an attempt to create a better life for themselves and their family. Its completely unfair and unjust to limit average people the ability to invest to improve their own future.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Sandra Burton Comment On Regulatory Notice 22-08
You dont have the right to require people a special knowledge on how to invest their money. Public investments are just that public and every American has the right to invest in them in an attempt to create a better life for themselves and their family. Its completely unfair and unjust to limit average people the ability to invest to improve their own future.