Samuel Rosen Comment On Regulatory Notice 22-08 Samuel Rosen N/A I am a 79yo conservative investor that uses SH & DOG to hedge my long positions. This enabled me to lose only 7% when the market dropped 31% in early 2020. Please do not take away my ability to do this Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Samuel Rosen Comment On Regulatory Notice 22-08
I am a 79yo conservative investor that uses SH & DOG to hedge my long positions. This enabled me to lose only 7% when the market dropped 31% in early 2020. Please do not take away my ability to do this Thank you.