It is important that the pending increased regulation of "complex products" is not passed or put into place by FINRA.
Products deemed as such as used by investors such as myself after careful study, constitute a very small portion of my or my family office's net worth/liquidity, but present a vital tool in risk managment and/or achieving more beta in certain investing and/or trading situations. Arbitrarily deeming such products to be too complex and/or opaque by FINRA or any other regulatory authority unreasonably and arbitrarily removes such market instruments from the complex of financial products that, we as informed investors, find material and irreplaceable for our intended use.
Thank you.
Saleem Jafar Comment On Regulatory Notice 22-08
It is important that the pending increased regulation of "complex products" is not passed or put into place by FINRA.
Products deemed as such as used by investors such as myself after careful study, constitute a very small portion of my or my family office's net worth/liquidity, but present a vital tool in risk managment and/or achieving more beta in certain investing and/or trading situations. Arbitrarily deeming such products to be too complex and/or opaque by FINRA or any other regulatory authority unreasonably and arbitrarily removes such market instruments from the complex of financial products that, we as informed investors, find material and irreplaceable for our intended use.
Thank you.