I fail to understand why this issue has resurfaced. I do not feel that I need financial advisor or someone to protect me from myself. This very dangerous territory. If I should not invest in inverse or leveraged funds, maybe I should not invest in start-ups, or penny stocks, or any stock that does not meet with a regulators political opinion. We have far too much WOKE control now.
I have used inverse funds in the past to preserve capital and to stay in the market by hedging against other stocks which I do not wish to sell in a decking market.
Could I trade options instead? Yes. However, I do not desire to be that active. Rather, I prefer to be a trend trader, and inverse and leverage funds offer methods that support this.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Roy Sowers Comment On Regulatory Notice 22-08
I fail to understand why this issue has resurfaced. I do not feel that I need financial advisor or someone to protect me from myself. This very dangerous territory. If I should not invest in inverse or leveraged funds, maybe I should not invest in start-ups, or penny stocks, or any stock that does not meet with a regulators political opinion. We have far too much WOKE control now.
I have used inverse funds in the past to preserve capital and to stay in the market by hedging against other stocks which I do not wish to sell in a decking market.
Could I trade options instead? Yes. However, I do not desire to be that active. Rather, I prefer to be a trend trader, and inverse and leverage funds offer methods that support this.