It is concerning that more and more opportunities for folks to invest and further their potential to build wealth are being shut down. If something is "too complex," then there should be more education to help people to better their lot, not just allow a select few to be able to take advantage of rigged systems to make money hand over fist.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Rory Corrigan Comment On Regulatory Notice 22-08
It is concerning that more and more opportunities for folks to invest and further their potential to build wealth are being shut down. If something is "too complex," then there should be more education to help people to better their lot, not just allow a select few to be able to take advantage of rigged systems to make money hand over fist.