I strongly oppose regulators interfering with my ability to invest in any of the current or future public securities!!! I have found several worthwhile for investing in my years of trading. Less regulation and certainly less red tape should be the goal and not additional burdens placed on small investors like myself. If you want to improve something, get rid of the wash sale nonsense or the $3000 limit on tax losses.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ronnie Hoppins Comment On Regulatory Notice 22-08
I strongly oppose regulators interfering with my ability to invest in any of the current or future public securities!!! I have found several worthwhile for investing in my years of trading. Less regulation and certainly less red tape should be the goal and not additional burdens placed on small investors like myself. If you want to improve something, get rid of the wash sale nonsense or the $3000 limit on tax losses.