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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Roman Nurilov Comment On Regulatory Notice 22-08
Roman Nurilov
N/A

Investors should have the right to choose investments. With proper disclosure it should not be a burden to choose complex investments

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