Comments:In a capitalst society such as ours, I see no reason to regulate leveraged & inverse ETF's. They are simpler than shorting stocks or using put's & calls. I have found that they correlate to their 1X base very close. Their usually is no limitations even in a retirement account. Please, please we don't need this senseless regualation. Thank you, Roger Smith
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Roger Smith Comment On Regulatory Notice 22-08
Comments:In a capitalst society such as ours, I see no reason to regulate leveraged & inverse ETF's. They are simpler than shorting stocks or using put's & calls. I have found that they correlate to their 1X base very close. Their usually is no limitations even in a retirement account. Please, please we don't need this senseless regualation. Thank you, Roger Smith