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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
EXPLORE THIS SECTION

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Rodney Emrick Comment On Regulatory Notice 22-08
Rodney Emrick
N/A

You should be looking to approve more investment options. Not removing the choices we have now.

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