We should have the right to choose what investments best suit our family, not regulators. Leveraged and inverse funds are critical to our investment strategies, to which if eliminated would create huge losses to our family. Investment rights should be open and on even ground, not made difficult to have to go through special processes to qualify. In an ever changing and quickly evolving global economy, one must have a wide investment range to balance risk and objectives. Please do not restrict our rights to invest in public investments,
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robin Yiu Comment On Regulatory Notice 22-08
We should have the right to choose what investments best suit our family, not regulators. Leveraged and inverse funds are critical to our investment strategies, to which if eliminated would create huge losses to our family. Investment rights should be open and on even ground, not made difficult to have to go through special processes to qualify. In an ever changing and quickly evolving global economy, one must have a wide investment range to balance risk and objectives. Please do not restrict our rights to invest in public investments,