Robert Van den Berg Comment On Regulatory Notice 22-08
Robert Van den Berg
N/A
I oppose having restrictions placed on my right to invest in whatever public investments that I may choose.
I do not want to have any special process, like passing an exam/test, before I can invest in any funds. I believe it is my right to choose without these processes. I have been investing in leveraged and inverse funds for many years now and have been throught the good and bad that these funds generate. I do not want regulators imposing restrictions on me now.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robert Van den Berg Comment On Regulatory Notice 22-08
I oppose having restrictions placed on my right to invest in whatever public investments that I may choose.
I do not want to have any special process, like passing an exam/test, before I can invest in any funds. I believe it is my right to choose without these processes. I have been investing in leveraged and inverse funds for many years now and have been throught the good and bad that these funds generate. I do not want regulators imposing restrictions on me now.