Robert Showalter Comment On Regulatory Notice 22-08
Robert Showalter
N/A
I strongly object to your proposal to limit my ability to invest in leveraged/inverse instruments. I am currently retired, age 85 & of sound mind & body. I am more than capable to use my own judgement without federal government interference. In fact at this time I am invested several million dollars in leveraged instruments & am besting major market averages by about 10% from the first of this year. My career included a period as Pres/ Ceo of NYSE listed company that employed 17000 employees around the world & feel most comfortable in making my own investment decisions without government interference. Back off from this further regulation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robert Showalter Comment On Regulatory Notice 22-08
I strongly object to your proposal to limit my ability to invest in leveraged/inverse instruments. I am currently retired, age 85 & of sound mind & body. I am more than capable to use my own judgement without federal government interference. In fact at this time I am invested several million dollars in leveraged instruments & am besting major market averages by about 10% from the first of this year. My career included a period as Pres/ Ceo of NYSE listed company that employed 17000 employees around the world & feel most comfortable in making my own investment decisions without government interference. Back off from this further regulation.