I use a leveraged product to protect my retirement investments. When the market corrects, as it is doing now, this investment stabilizes the portfolio through varying market conditions. The product could not be simpler: as the value of the tracking index sinks, the value of the leveraged fund increases. Taking away insurance that limits downside risk is going to hurt investors. Why do you want to harm me and other investors by limiting protective insurance? We need protection from market swings and this and other products help achieve that goal. What reason could possibly be in the public interest and the public good to reduce an investors risk protections?
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robert Priore Comment On Regulatory Notice 22-08
I use a leveraged product to protect my retirement investments. When the market corrects, as it is doing now, this investment stabilizes the portfolio through varying market conditions. The product could not be simpler: as the value of the tracking index sinks, the value of the leveraged fund increases. Taking away insurance that limits downside risk is going to hurt investors. Why do you want to harm me and other investors by limiting protective insurance? We need protection from market swings and this and other products help achieve that goal. What reason could possibly be in the public interest and the public good to reduce an investors risk protections?