I am very concerned about the proposed regulations. I understand that some people do not understand these investments but I should be able to invest in the investments that are right for me. Leveraged and inverse funds are an important part of my investment strategy and can help me hedge the markets during certain periods.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robert Dunn Comment On Regulatory Notice 22-08
I am very concerned about the proposed regulations. I understand that some people do not understand these investments but I should be able to invest in the investments that are right for me. Leveraged and inverse funds are an important part of my investment strategy and can help me hedge the markets during certain periods.