I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I've been saving up all my life to be in a position to invest in whatever I want - now these proposed regulations deem to treat me as someone not worthy to make my own decisions?
I shouldn't have to go through any special process like passing a test before investing in public securities. This is absurd. I am capable of understanding my investments and their risks. I do not need these measures imposed on me.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Robert Chabot Comment On Regulatory Notice 22-08
I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged.
I've been saving up all my life to be in a position to invest in whatever I want - now these proposed regulations deem to treat me as someone not worthy to make my own decisions?
I shouldn't have to go through any special process like passing a test before investing in public securities. This is absurd. I am capable of understanding my investments and their risks. I do not need these measures imposed on me.