Regarding FINRA Reg. Notice #22-08:
As an investor, where and how I invest my hard earned money is my business, and my business alone. I am fully capable of understanding leveraged and inverse funds with out having to prove it to regulators. These funds are very important to my investment strategies, especially in volatile times like we are currently in, in order to help me hedge my positions or seek better returns. Leveraged positions, used in a limited capacity, help enhance my returns when the opportunity presents itself and inverse funds provide investors with the opportunity to continue to generate positive returns when markets are dropping, as they have been for the last few months.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Rob Brunke Comment On Regulatory Notice 22-08
Regarding FINRA Reg. Notice #22-08:
As an investor, where and how I invest my hard earned money is my business, and my business alone. I am fully capable of understanding leveraged and inverse funds with out having to prove it to regulators. These funds are very important to my investment strategies, especially in volatile times like we are currently in, in order to help me hedge my positions or seek better returns. Leveraged positions, used in a limited capacity, help enhance my returns when the opportunity presents itself and inverse funds provide investors with the opportunity to continue to generate positive returns when markets are dropping, as they have been for the last few months.