Stop trying to restrict my right to invest in whatever investment I feel is right for me as an American citizen . I am an adult and do not need the governments to make financial decisions about what I can and cannot invest in. Stay out of my financial affairs as they are not your responsibility to manage.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Rick Bergen Comment On Regulatory Notice 22-08
Stop trying to restrict my right to invest in whatever investment I feel is right for me as an American citizen . I am an adult and do not need the governments to make financial decisions about what I can and cannot invest in. Stay out of my financial affairs as they are not your responsibility to manage.