What you propose is too broad and intrusive for a free market. These instruments have important legitimate uses. One can't completely eliminate risk from risk assets. There must be some role for personal responsibility. Rather focus on education, and perhaps limits for those who are over-leveraged on margin. Apart from that, taking occasional losses is how we learn to become better investors.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Richard Klatt Comment On Regulatory Notice 22-08
What you propose is too broad and intrusive for a free market. These instruments have important legitimate uses. One can't completely eliminate risk from risk assets. There must be some role for personal responsibility. Rather focus on education, and perhaps limits for those who are over-leveraged on margin. Apart from that, taking occasional losses is how we learn to become better investors.