Richard Connett Comment On Regulatory Notice 22-08
Richard Connett
N/A
This is to respectfully request that you DO NOT apply blanket and arbitrary rules that restricts investors access to publicly listed and traded securities. All investing incurs risk. Rules such as these could actually enhance liability as it implies other investments are "safe". Should investors assume "ZOOM" was a "safe, non-leveraged investment? What about TSLA? How about FTGC- The Commodities ETF? All investment/speculation assumes risk and decision to allocate any financial resources should lie with the investor and their advisor. An alternative might be the way Options are handled to document full disclosure. Please avoid outright prohibitions.
Richard Connett Comment On Regulatory Notice 22-08
This is to respectfully request that you DO NOT apply blanket and arbitrary rules that restricts investors access to publicly listed and traded securities. All investing incurs risk. Rules such as these could actually enhance liability as it implies other investments are "safe". Should investors assume "ZOOM" was a "safe, non-leveraged investment? What about TSLA? How about FTGC- The Commodities ETF? All investment/speculation assumes risk and decision to allocate any financial resources should lie with the investor and their advisor. An alternative might be the way Options are handled to document full disclosure. Please avoid outright prohibitions.