Do not impose net worth or testing requirements nor any restrictions as proposed in FINRA Regulatory Notice 22-08. These are ridiculous concepts of regulation that reveal FINRA's utter disregard for the individual investor's education and level of discernment. Discard these proposed regulations permanently.
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Ric Davenport Comment On Regulatory Notice 22-08
Do not impose net worth or testing requirements nor any restrictions as proposed in FINRA Regulatory Notice 22-08. These are ridiculous concepts of regulation that reveal FINRA's utter disregard for the individual investor's education and level of discernment. Discard these proposed regulations permanently.