Do not impose net worth or testing requirements nor any restrictions as proposed in FINRA Regulatory Notice 22-08. These are ridiculous concepts of regulation that reveal FINRA's utter disregard for the individual investor's education and level of discernment. Discard these proposed regulations permanently.
Ric Davenport Comment On Regulatory Notice 22-08
Do not impose net worth or testing requirements nor any restrictions as proposed in FINRA Regulatory Notice 22-08. These are ridiculous concepts of regulation that reveal FINRA's utter disregard for the individual investor's education and level of discernment. Discard these proposed regulations permanently.