I am adamantly opposed to any additional regulation on leveraged or inverse funds as they are important to our family's investment strategies and allow me to manage and reduce risk through their very structure.
Though not a major part of my holdings, the leverage and inverse nature allow me to protect the remainder of my holdings when the market situation dictates while not exposing a major portion of my portfolio to liquidation or loss. A minimal investment provides substantial protection and I do not want additional restrictions on my (or anyone's) access to publicly traded investments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Rhett Andersen Comment On Regulatory Notice 22-08
Hello,
I am adamantly opposed to any additional regulation on leveraged or inverse funds as they are important to our family's investment strategies and allow me to manage and reduce risk through their very structure.
Though not a major part of my holdings, the leverage and inverse nature allow me to protect the remainder of my holdings when the market situation dictates while not exposing a major portion of my portfolio to liquidation or loss. A minimal investment provides substantial protection and I do not want additional restrictions on my (or anyone's) access to publicly traded investments.