Hi FINRA Regulator, I am a retail investor and 90% of the time, I buy stocks and broad market ETFs. However, in some occasions such as March 2020 and Now, I have used some of these complex structure funds to hedge my positions before during market volatitle. Although, I am not a big fan of Leveraged ETF or any complex ETF funds, I still don't like the idea of restricting them to general public. Regulators should give option to retail investors instead of limiting their choices. Funds such as leveraged or VIX structure ETFs do help some due dilegence investors such as me protect themselves during market volatitle. I, most of the people do, take responsibility of my money and investment.
Reece Mak Comment On Regulatory Notice 22-08
Hi FINRA Regulator, I am a retail investor and 90% of the time, I buy stocks and broad market ETFs. However, in some occasions such as March 2020 and Now, I have used some of these complex structure funds to hedge my positions before during market volatitle. Although, I am not a big fan of Leveraged ETF or any complex ETF funds, I still don't like the idea of restricting them to general public. Regulators should give option to retail investors instead of limiting their choices. Funds such as leveraged or VIX structure ETFs do help some due dilegence investors such as me protect themselves during market volatitle. I, most of the people do, take responsibility of my money and investment.