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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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  1. Rules & Guidance
  2. Notices
  3. Regulatory Notice 22-08
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Rajesh Chaurasia Comment On Regulatory Notice 22-08
Rajesh Chaurasia
N/A

Please leave the investment options the way it is. We are savvy enough to understand the risk and make decisions.
Thanks

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