I use leveraged and inverse ETFs as short term investments and its important to allow retail investors the same flexibility to trade in rising and falling markets as hedge funds. I understand the risk/reward profile of these and would be devastated if the option were taken away from me just because Im a retail investor.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Rahul Ved Comment On Regulatory Notice 22-08
I use leveraged and inverse ETFs as short term investments and its important to allow retail investors the same flexibility to trade in rising and falling markets as hedge funds. I understand the risk/reward profile of these and would be devastated if the option were taken away from me just because Im a retail investor.