Back off with the regulation already! We are already over regulated. I can choose my own investments that are right for me and my family. I am fully capable of understanding leveraged and inverse leveraged funds and their risks. These funds are important to my investment strategy and I use them as a limited part of my portfolio.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
R. Robinson Comment On Regulatory Notice 22-08
Back off with the regulation already! We are already over regulated. I can choose my own investments that are right for me and my family. I am fully capable of understanding leveraged and inverse leveraged funds and their risks. These funds are important to my investment strategy and I use them as a limited part of my portfolio.