As an investor, I have the right to decide which public equities, bonds and funds I want to buy. FINRA should not have the ability to upend that principle, regulators should not have the power to decide what public securities you can and cannot invest in.
Pieper Stewart Comment On Regulatory Notice 22-08
As an investor, I have the right to decide which public equities, bonds and funds I want to buy. FINRA should not have the ability to upend that principle, regulators should not have the power to decide what public securities you can and cannot invest in.