As an investor, I have the right to decide which public equities, bonds and funds I want to buy. FINRA should not have the ability to upend that principle, regulators should not have the power to decide what public securities you can and cannot invest in.
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Pieper Stewart Comment On Regulatory Notice 22-08
As an investor, I have the right to decide which public equities, bonds and funds I want to buy. FINRA should not have the ability to upend that principle, regulators should not have the power to decide what public securities you can and cannot invest in.