A retail investor such as myself require access to these types of investments to hedge against risk. During the 2022 downturn they have protected me to successfully hedge my accounts. To test knowledge or require accredited investor status reduces liquidity and advances the disparity between economic classes.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Phil Baumann Comment On Regulatory Notice 22-08
A retail investor such as myself require access to these types of investments to hedge against risk. During the 2022 downturn they have protected me to successfully hedge my accounts. To test knowledge or require accredited investor status reduces liquidity and advances the disparity between economic classes.