Inverse and leveraged ETF's provide a valuable vehicle for knowledgeable investors. Eliminating these products does not make the investment landscape any safer. On the contrary, limiting these investment options will reduce the ability of investors to hedge or make profits from falling asset prices. I do not want, or need, some government dork to protect me from myself. Please make greater efforts to prevent, or at least pursue. the next Bernie Madoff (something the government failed at spectacularly despite being handed evidence on a plate). Investors do not want fewer options, they want a reputable marketplace.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Peter Mullen Comment On Regulatory Notice 22-08
Inverse and leveraged ETF's provide a valuable vehicle for knowledgeable investors. Eliminating these products does not make the investment landscape any safer. On the contrary, limiting these investment options will reduce the ability of investors to hedge or make profits from falling asset prices. I do not want, or need, some government dork to protect me from myself. Please make greater efforts to prevent, or at least pursue. the next Bernie Madoff (something the government failed at spectacularly despite being handed evidence on a plate). Investors do not want fewer options, they want a reputable marketplace.