Peter Lauricello Comment On Regulatory Notice 22-08 Peter Lauricello N/A I'm totally opposed to limitations on my ability to invest in the funds. There should most definitely not be any restrictions on investing. This is an outrage.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Peter Lauricello Comment On Regulatory Notice 22-08
I'm totally opposed to limitations on my ability to invest in the funds. There should most definitely not be any restrictions on investing. This is an outrage.