It is an investors right to freely access the entirety of the public investment market without unnecessary restrictions. America is still a free country and investors should never be stopped from investing by the government! NEVER!! I am a CPA and very capable of understanding leveraged and inverse funds along with the risks! As such, I do not need these measures imposed on me.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Paul Witmer Comment On Regulatory Notice 22-08
It is an investors right to freely access the entirety of the public investment market without unnecessary restrictions. America is still a free country and investors should never be stopped from investing by the government! NEVER!! I am a CPA and very capable of understanding leveraged and inverse funds along with the risks! As such, I do not need these measures imposed on me.