I want to comment regarding proposed restrictions on "complex" investment products. I 100% think disclosures should be provided regarding "complex products" but I do not think it is FINRA's job to be my mother and decide what I can, and what I cannot invest in. I am an adult, and I should be able to choose what I invest in, and I alone should bear the consequences of my decision.
Paul Roden Comment On Regulatory Notice 22-08
I want to comment regarding proposed restrictions on "complex" investment products. I 100% think disclosures should be provided regarding "complex products" but I do not think it is FINRA's job to be my mother and decide what I can, and what I cannot invest in. I am an adult, and I should be able to choose what I invest in, and I alone should bear the consequences of my decision.