To whom it may concern: FINRA Regulatory Notice #22-08 comment. Why is it that these attempts to regulate retail investors on the investments noted in the notice only seem to occur when the retail investor that is prudent is being rewarded with market returns? Where were the regulators when the Federal Reserve so interfered with the markets as to cause retail investors significant losses for the prudent decisions to hedge or use otherwise proper investments for insurance against losses? File "13" for FINRA Regulatory Notice #22-08. This attempt to do good needs a total rethink before action, if any, is taken.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Paul Renneisen Comment On Regulatory Notice 22-08
To whom it may concern: FINRA Regulatory Notice #22-08 comment. Why is it that these attempts to regulate retail investors on the investments noted in the notice only seem to occur when the retail investor that is prudent is being rewarded with market returns? Where were the regulators when the Federal Reserve so interfered with the markets as to cause retail investors significant losses for the prudent decisions to hedge or use otherwise proper investments for insurance against losses? File "13" for FINRA Regulatory Notice #22-08. This attempt to do good needs a total rethink before action, if any, is taken.