I have been investing in leveraged and public funds for a while and I have enjoyed that flexibility as an investor. The proposed restrictions on these funds and public investments infringe upon the rights of individual investors such as myself and deprive me of the same opportunities as other larger players in the market under the veil of protecting me and people like myself from funds deemed too risky. I believe that these restrictions unreasonable, designed to tip the scales in the favor of bigger players in the market, and I oppose them unreservedly.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Omkant Pandey Comment On Regulatory Notice 22-08
Dear regulators,
I have been investing in leveraged and public funds for a while and I have enjoyed that flexibility as an investor. The proposed restrictions on these funds and public investments infringe upon the rights of individual investors such as myself and deprive me of the same opportunities as other larger players in the market under the veil of protecting me and people like myself from funds deemed too risky. I believe that these restrictions unreasonable, designed to tip the scales in the favor of bigger players in the market, and I oppose them unreservedly.