Skip to main content

Nico JD Comment On Regulatory Notice 22-08

Nico JD
N/A

FINRA's tag line is "A vibrant market is at its best when it works for everyone". If FINRA regulators define and determine who may invest and in what then how can it be for "everyone"?
Determining who and what can be invested in seems like just another form of Market Manipulation by them for there "qualified" chosen?
This is more appalling because it's being done under their guise of "protecting me".
Let FINRA vet stockbrokers. Not my investment strategies!