Neil Mazurek Comment On Regulatory Notice 22-08 Neil Mazurek N/A Financial advisors are already required to "know your client" before making recommendations and are under constant oversite. This adds more unneeded layers that will only confuse investors and deny opportunities.
Neil Mazurek Comment On Regulatory Notice 22-08
Financial advisors are already required to "know your client" before making recommendations and are under constant oversite. This adds more unneeded layers that will only confuse investors and deny opportunities.