Neil Mazurek Comment On Regulatory Notice 22-08 Neil Mazurek N/A Financial advisors are already required to "know your client" before making recommendations and are under constant oversite. This adds more unneeded layers that will only confuse investors and deny opportunities.
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Neil Mazurek Comment On Regulatory Notice 22-08
Financial advisors are already required to "know your client" before making recommendations and are under constant oversite. This adds more unneeded layers that will only confuse investors and deny opportunities.