HI, I am a knowledgeable individual investor and use leveraged and inverse ETFs strategically when needed. I use them to hedge and take advantage of special situations such as oversold or overbought market conditions. Please don't restrict my ability to buy/sell them whenever I need to. I need to be able to make this choice for myself. Any special processes imposed are unnecessary and onerous. Thanks Neeraj
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Neeraj Kamboj Comment On Regulatory Notice 22-08
HI, I am a knowledgeable individual investor and use leveraged and inverse ETFs strategically when needed. I use them to hedge and take advantage of special situations such as oversold or overbought market conditions. Please don't restrict my ability to buy/sell them whenever I need to. I need to be able to make this choice for myself. Any special processes imposed are unnecessary and onerous. Thanks Neeraj