I oppose any restrictions on my right to invest. Please do not revoke my right to choose the public investments that are right for me and my family. Public investments must be available to ALL of the public, not just the privileged. Individual investors like me need the ability to use funds such as High Yield Bond Funds, Leveraged/Inverse Products, and Asset-Backed Securities to diversify and protect our portfolios as needed. I fully understand these funds and have been trading them for years. I understand their risks as well as their benefits. I do not need any restrictions imposed on me.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Neal Gaborno Comment On Regulatory Notice 22-08
I oppose any restrictions on my right to invest. Please do not revoke my right to choose the public investments that are right for me and my family. Public investments must be available to ALL of the public, not just the privileged. Individual investors like me need the ability to use funds such as High Yield Bond Funds, Leveraged/Inverse Products, and Asset-Backed Securities to diversify and protect our portfolios as needed. I fully understand these funds and have been trading them for years. I understand their risks as well as their benefits. I do not need any restrictions imposed on me.