Please do not limit our ability to invest freely in the way we choose. We shouldnt have to jump through hoops such as qualifications and tests in order to invest/trade.
Over many many years Ive developed very rigorous risk management processes, which is part of any investors journey in the market. Dont penalize those of us who have good risk management because an uneducated few choose to invest or trade without risk management. Typically those not using good risk management are the young, who can frankly afford to pay for their lessons because time is on their side. Those of us who are more seasoned, need the ability to invest in those things that we believe will help our performance the most.
Please do not restrict our ability to invest in whatever public investment we choose.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mike Olafsson Comment On Regulatory Notice 22-08
Please do not limit our ability to invest freely in the way we choose. We shouldnt have to jump through hoops such as qualifications and tests in order to invest/trade.
Over many many years Ive developed very rigorous risk management processes, which is part of any investors journey in the market. Dont penalize those of us who have good risk management because an uneducated few choose to invest or trade without risk management. Typically those not using good risk management are the young, who can frankly afford to pay for their lessons because time is on their side. Those of us who are more seasoned, need the ability to invest in those things that we believe will help our performance the most.
Please do not restrict our ability to invest in whatever public investment we choose.