Classic nanny state, liberal, control the world legislation! Who are you to tell us how to invest our money? Who are you to tell me that I am unable to manage my portfolio in a responsible manner and limit my exposure to riskier investments. FINRA who the heck ELECTED you to do this draconian, over-stepping requirement. Who are you that hasn't already profited from insider knowledge to line your own pockets? Here is who you are: a bunch of bureaucrats with too much time on their hands continuing to to reach into our taxpaying back pockets to pay you for own useless jobs and more than generous retirement plans! Stop, just stop!
PS, I will be sure to find elected officials to vote for that will run you out of town!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Traver Comment On Regulatory Notice 22-08
Classic nanny state, liberal, control the world legislation! Who are you to tell us how to invest our money? Who are you to tell me that I am unable to manage my portfolio in a responsible manner and limit my exposure to riskier investments. FINRA who the heck ELECTED you to do this draconian, over-stepping requirement. Who are you that hasn't already profited from insider knowledge to line your own pockets? Here is who you are: a bunch of bureaucrats with too much time on their hands continuing to to reach into our taxpaying back pockets to pay you for own useless jobs and more than generous retirement plans! Stop, just stop!
PS, I will be sure to find elected officials to vote for that will run you out of town!
Thank you for listening.