Michael Rosenfeld Comment On Regulatory Notice 22-08
Michael Rosenfeld
N/A
I oppose restrictions to my right to invest in leveraged and inverse funds/ETFs. These investments should be available to every investor, and available at every brokerage. There is no need for passing a "test" in order to use these products, as they are no more risky or difficult to use than options are. These funds in question are great to use as a hedge, and, in my personal case, only make up a small fraction of my overall portfolio.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Rosenfeld Comment On Regulatory Notice 22-08
I oppose restrictions to my right to invest in leveraged and inverse funds/ETFs. These investments should be available to every investor, and available at every brokerage. There is no need for passing a "test" in order to use these products, as they are no more risky or difficult to use than options are. These funds in question are great to use as a hedge, and, in my personal case, only make up a small fraction of my overall portfolio.