Please do not restrict my ability to purchase leveraged or inverse funds. I trade leveraged funds every day and also purchase inverse funds to protect my long term investments during bear markets. Any additional restrictions on leveraged or inverse funds will limit my ability to invest and protect my portfolio! My broker already required me to certify that I understand the risks. Additional regulations are not required.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Fox Comment On Regulatory Notice 22-08
Please do not restrict my ability to purchase leveraged or inverse funds. I trade leveraged funds every day and also purchase inverse funds to protect my long term investments during bear markets. Any additional restrictions on leveraged or inverse funds will limit my ability to invest and protect my portfolio! My broker already required me to certify that I understand the risks. Additional regulations are not required.