Michael Chamberlain Comment On Regulatory Notice 22-08
Michael Chamberlain
N/A
As a regular investor I educate myself and use a wide variety of funds to invest in the public markets. Leveraged and Inverse funds provide tools which help me to complete on a more level playing field with professionals, hedge funds and bankers. I need all the help I can get playing against the big boys/girls and taking these fund types away will make it harder for me, the average investor. If you are going to spend time/money protecting the regular investor please focus on frauds and work with the SEC to enforce the rules.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Chamberlain Comment On Regulatory Notice 22-08
As a regular investor I educate myself and use a wide variety of funds to invest in the public markets. Leveraged and Inverse funds provide tools which help me to complete on a more level playing field with professionals, hedge funds and bankers. I need all the help I can get playing against the big boys/girls and taking these fund types away will make it harder for me, the average investor. If you are going to spend time/money protecting the regular investor please focus on frauds and work with the SEC to enforce the rules.