I, and absolutely NOT government regulators, should be able to choose the public investments that are right for me and my portfolio. Public investments should be available to all of the public, not just the privileged.
And I should NOT have to go through any special process, such as passing a prescribed/regulated test, before I can invest in public securities, like leveraged and inverse funds. Lastly, leveraged and inverse funds are important to my investment strategy.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Michael Bailey Comment On Regulatory Notice 22-08
I, and absolutely NOT government regulators, should be able to choose the public investments that are right for me and my portfolio. Public investments should be available to all of the public, not just the privileged.
And I should NOT have to go through any special process, such as passing a prescribed/regulated test, before I can invest in public securities, like leveraged and inverse funds. Lastly, leveraged and inverse funds are important to my investment strategy.