We should all have the equal opportunity to choose public investments that are best for our families. Public investments should be available to everyone, not just the privileged. Like any investment, we are aware of the risks and should have that same privilege to invest how we choose. Additionally, many of these investments are crucial to hedge against other positions and market volatility. There are many other growth companies I would not invest in without having leveraged and inversed funds as a portion of my portfolio. Many investors feel the same way, and this would adversely affect other public investments by additionally limiting these unfairly to rest of the public.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Matthew Soren Comment On Regulatory Notice 22-08
We should all have the equal opportunity to choose public investments that are best for our families. Public investments should be available to everyone, not just the privileged. Like any investment, we are aware of the risks and should have that same privilege to invest how we choose. Additionally, many of these investments are crucial to hedge against other positions and market volatility. There are many other growth companies I would not invest in without having leveraged and inversed funds as a portion of my portfolio. Many investors feel the same way, and this would adversely affect other public investments by additionally limiting these unfairly to rest of the public.