I oppose changing the current regulations regarding investment in leveraged funds.
Public investment should remain open to the public.
I am capable of making and accepting my investment choices without the need of special tests or permissions instituted by your agency.
Leverage funds play a key role in my portfolio and I am the one who makes these decisions. I dont desire or want changes made that would potentially cripple my plans.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Matthew Gooch Comment On Regulatory Notice 22-08
I oppose changing the current regulations regarding investment in leveraged funds.
Public investment should remain open to the public.
I am capable of making and accepting my investment choices without the need of special tests or permissions instituted by your agency.
Leverage funds play a key role in my portfolio and I am the one who makes these decisions. I dont desire or want changes made that would potentially cripple my plans.